본문 바로가기

금융규제·법령해석포털 금융위원회 로고 금융감독원 로고

로그인 아이디신청
현장과 소통하는 금융규제혁신
금융규제·법령해석포털이 함께 합니다.
  1. 홈

영국

금융행위감독청(FCA)

금융행위감독청(FCA)

  • 근거법률바로가기새창

    (FSMA　PART 1A The Regulators, CH1. The Financial Conduct Authority)

  • 통합 규정집 바로가기새창

    <FCA의 통합 규정집 주요 구성>

    • PART 1 High Level Standards
    • PART 2 Prudential Standards
    • PART 3 Business Standards
    • PART 4 Regulatory Processes
    • PART 5 Redress
    • PART 6 Specialist sourcebooks
    • PART 7 Listing, Prospectus and Disclosure
    • PART 8 Handbook Guides
    • PART 9 Regulatory Guides
    • PART 10 Glossary

건전성감독청(PRA)

  • 근거법률 바로가기새창

    (FSMA　PART 1A The Regulators, CH2. The Prudential Regulation Authority)

  • 통합 규정집(PRA Rulebook Online) 바로가기새창

    <PRA의 통합 규정집 주요 내용>

    Banking and Investment Rules

    • Go to CRR: Capital Requirement Regulation firms (UK banks, building societies, or investment firms subject to the EU Capital Requirements Regulation.)
    • Who are CRR firms?
    • Go to Non-CRR: Non-Capital Requirement Regulation firms (UK credit unions, building societies, or PRA-designated investment firms not subject to the EU Capital Requirements Regulation.)
    • Who are Non-CRR firms?

    Insurance Rules

    • Go to Solvency II firms (Insurance firms subject to the Solvency II Directive.)
    • Who are SII firms?
    • Go to Non-Solvency II firms (Insurance firms not subject to the Solvency II Directive.)
    • Who are Non-SII firms?

    Other Rules

    • Go to Non-authorised persons (Persons or firms not authorised by the PRA.)
    • Who are Non-authorised persons?